Good Practice Toolkits

Risk Management and Legal Compliance

SOLGM has developed a suite of modules that set out legally compliant processes and procedures in key areas in local government.

The over arching aim of the programme is 'to help local authorities get it right' in ensuring that their business processes are consistent with the specific legislative requirements that govern them.

Risk Management and Legal Compliance Modules

The modules are designed primarily as online tools, although are also available in PDF documents.  Each module is created using a set of flow diagrams that show the relevant process or decision-making flows.  Where there are specific legal requirements that must be met, these are identified.  In addition, a variety of good practice hot tips are included.

Click here to access the Risk Management and Legal Compliance Modules (you will need to enter your local authority's password).

Modules Available Online:

  1. Bylaw Making
  2. Resource Consent
  3. Rating- Billing & Collection Process
  4. Dog Control
  5. Employment
  6. LGOIMA
  7. The Privacy Act
  8. Enforcement
  9. Land Information Memoranda (LIMS)
  10. Building Consents
  11. National Dog Database
  12. Liquor Licensing
  13. Property Sales, Acquisitions and Leases
  14. Tendering and Procurement
  15. Health and Safety
  16. Rates Rebates

To Access the Module Online

www.solgm.co.nz

You will then need to enter your local authority's password.  You can get this from your council contact person for the programme (a list is available on the site) or by contacting Don Mackay at SOLGM - dmackay@solgm.org.nz

A link to the website is also available on some council's intranets

How Modules are Developed

Each Risk Management and Legal Compliance Module has been developed by a team of experienced senior practitioners in the area it deals with, working with a professional facilitator.  Draft modules are then peer reviewed by a second similar team and reviewed by the programme's legal advisors.

The content is endorsed by RiskPool (indemnifier of the majority of Local Authorities in New Zealand) and reviewed by Audit New Zealand.

Each module is updated approximately every 18 months to ensure its accuracy.

Click here to find out about the Risk Management and Legal Compliance Working Party.

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